GroupingSearch.setCaching / setCachingInMB limit is applied per slice since #16247 (10.6.0 regression): with an IndexSearcher that has an executor, a query matching more documents than the limit is replayed from per-slice caches holding up to slices x limit instead of being purged and re-run (results unchanged)

Finding LFV-910Area: grouping / GroupingSearch two-pass caching x search / CachingCollectorManager (new in 10.6.0) under a concurrent IndexSearcherPriority: lowImpact: minorNovelty: new

Finding page for LFV-910

AI-assisted finding, confirmed by automated checks, not yet triaged by a human Lucene committer. This site files nothing upstream.

What it shows

You enable caching for a grouped search with GroupingSearch.setCaching(600, true) (or setCachingInMB) and search through an IndexSearcher that has an executor, and expect what the unchanged javadoc says and what 10.5.2 and a sequential searcher do: the cache holds at most the limit, and when the query matches more it is purged and the second pass re-runs the query. Instead, since #16247 GroupingSearch hands the limit to the new CachingCollectorManager, which applies it to each slice separately, so with 1000 matching documents over 2 slices each slice cache stays under 600, the caches hold all 1000 documents, and the second pass is replayed (the query runs once instead of twice). Results are the same; what breaks is the documented memory bound and the replay decision, and the cache can reach (number of slices) x limit.

The test shows that with an executor searcher (6 one-doc segments, default slicing = 2 slices of 5 + 1 docs), GroupingSearch.setCaching(5, true) replays the first-pass cache although 6 docs were cached, because the limit is applied per slice (#16247).

Expected vs actual

Expected: the cache is purged and the query re-run (2 query runs, as the setCaching javadoc says and 10.5.2 does); actual: expected:<2> but was:<1> (-ea and -da).

Files

Run it

# Lucene checkout at the tested commit, built with: ./gradlew --no-daemon assemble   (JDK 25)
LUCENE=/path/to/lucene; V=12.0.0-SNAPSHOT
CP=$LUCENE/lucene/core/build/libs/lucene-core-$V.jar
CP=$CP:$LUCENE/lucene/codecs/build/libs/lucene-codecs-$V.jar
CP=$CP:$LUCENE/lucene/test-framework/build/libs/lucene-test-framework-$V.jar
CP=$CP:$LUCENE/lucene/grouping/build/libs/lucene-grouping-$V.jar
CP=$CP:$LUCENE/lucene/queries/build/libs/lucene-queries-$V.jar
CP=$CP:randomizedtesting-runner-2.9.2.jar:junit-4.13.2.jar:hamcrest-3.0.jar   # test-framework dependencies (Maven Central)
CP=$CP:junit-platform-console-standalone-6.1.3.jar   # JUnit Platform console launcher (Maven Central)

javac -d classes -cp "$CP" $(find src -name '*.java')

# run 1: assertions on, seed DEADBEEF
java -ea -esa --add-modules jdk.incubator.vector --enable-native-access=ALL-UNNAMED -Dtests.seed=DEADBEEF \
     -cp "classes:$CP" org.junit.platform.console.ConsoleLauncher \
     execute --select-class org.apache.lucene.search.grouping.TestGroupingSearchCacheLimit

Gradle alternative: copy the test into the matching module's src/test/ tree of the checkout and run ./gradlew -p lucene/<module> test --tests <class> -Ptests.seed=<seed> (add -Ptests.asserts=false for a run without assertions).

Formal models and scripts this finding's part of the hunt used: groupingsearch-cache-limit-applied-per-slice-10-6

Feedback

Open an issue in lucene-ai-bug-hunt. Please do not open issues or pull requests in apache/lucene about this finding unless a Lucene committer agrees it should be filed.

Snapshot of 2026-11-04. AI-assisted; not yet triaged by a human Lucene committer. Feedback: open an issue in lucene-ai-bug-hunt.